There is mixed authority on whether the Sarbanes-Oxley whistleblower protection law protects disclosures about inadequate cybersecurity. Last year, in an unpublished decision, the Third Circuit … Continued
Collapse Yes, Section 23(h)(1) of the Commodity Exchange Act prohibits retaliation by a covered employer against a whistleblower. The whistleblower protection provision of the CEA … Continued
Spoofing and Market Manipulation Spoofing is a form of market manipulation where traders artificially inflate the supply and demand of an asset to increase profits. … Continued
The “contributing factor” causation standard is favorable for whistleblowers. The words “a contributing factor” mean any factor which, alone or in connection with other … Continued
A critical reason for the success of the SEC whistleblower program is the SEC’s adoption and enforcement of a strong anti-gag rule prohibiting any “person” … Continued
Whistleblower lawyer Jason Zuckerman will speak at a Practicing Law Institute CLE about Corporate Whistleblowing in 2021 on June 30th. To register, click here. Zuckerman … Continued
How to “Perfect” an SEC Whistleblower Tip to Qualify for an SEC Whistleblower Award The rules of the SEC Whistleblower Program require whistleblowers to follow … Continued
Today the White House issued an anti-corruption directive to federal agencies to prioritize efforts to combat corruption, including money laundering. The directive recognizes that “[c]orruption … Continued
As reported in a recent Wall Street Journal article, the CFTC Whistleblower Program is confronting a funding crisis that could require it to furlough staff … Continued
Update: On July 22, 2022, the Tenth Circuit affirmed the jury verdict and the decisions of the district court. In particular, the court held: a … Continued
When Congress enacted the whistleblower protection provision of the False Claims Act, it recognized that “few individuals will expose fraud if they fear their … Continued