The FY20 reports of the CFTC Whistleblower Program and CFTC Division of Enforcement reveal that the CFTC Whistleblower Program continues to grow and is helping … Continued
The FY 2020 report of the SEC Office of the Whistleblower reveals that the SEC whistleblower program is firing on all cylinders. Enforcement actions from … Continued
When an employee suffers retaliation for raising concerns to their employer about HIPPA violations, federal law generally does not provide a remedy for the … Continued
Today the SEC Division of Enforcement issued its annual report for FY 2020. Although the number of cases that the SEC filed declined as compared … Continued
Whistleblower Awarded $4.5 Million On October 9, 2020, a Missouri jury awarded Rosemary Salerno approximately $4.5 million in her whistleblower retaliation claim against MPI Management … Continued
Firm principal, Eric Bachman, will speak at the National Employment Lawyers’ Association’s (NELA) fall conference on litigating race and national origin discrimination claims. Bachman has … Continued
SEC Targets Unregistered Convertible Debt Lenders and Penny Stock Dealers The U.S. Securities and Exchange Commission (SEC) is targeting convertible debt lenders and penny stock … Continued
Zuckerman Law principal Eric Bachman was named to the prestigious “Best Lawyers in America” list for 2021 by Best Lawyers in the fields of Employment … Continued
FCPA Whistleblower Protection Yes – some disclosures or complaints about the books and records provisions of the Foreign Corrupt Practices Act (FCPA) are protected under … Continued
Internal Controls Whistleblowing Yes – disclosures about internal controls over financial reporting are protected under the Sarbanes-Oxley Act (SOX) whistleblower retaliation law. 17 C.F.R. § … Continued