Jason Zuckerman, Matthew Stock, Diana Alsabe, Author at Zuckerman Law

Insider Trading Exposed By Whistleblower Tips and New Technology

The SEC Continues to Root Out Insider Trading Insider trading occurs when an individual buys or sells a security, in breach of a fiduciary duty or other relationship … Continued

Can I receive an award for reporting financial statement fraud?

Awards for Reporting Financial Statement Fraud Yes. Under the SEC Whistleblower Program, eligible whistleblowers can receive an award for reporting financial statement fraud if their … Continued

How to Report Accounting Fraud and Earn an SEC Whistleblower Award

How Accounting Fraud Whistleblower Lawyers Can Help Whistleblowers Qualify for SEC Whistleblower Awards If you have original information about accounting fraud that may qualify … Continued

Can the SEC bring enforcement actions against international schemes?

The SEC’s International Reach Against Fraudsters Yes. The antifraud provisions of the federal securities laws apply extraterritorially: When the wrongful conduct occurred in the United … Continued

What are SEC sanctions and penalties?

SEC Sanctions and Penalties The U.S. Securities and Exchange Commission (SEC) obtains billions of dollars each year in monetary sanctions for violations of the federal securities … Continued

How to Report a Ponzi Scheme and Earn an SEC Whistleblower Award

Ponzi Schemes and the SEC Whistleblower Program Ten years have passed since the collapse of Bernard Madoff’s multibillion-dollar Ponzi scheme, which played a major role … Continued

What Issues Should I Consider Before Filing an SEC Whistleblower Complaint?

Issues to Consider Before Filing an SEC Whistleblower Complaint Every client’s potential matter is unique and requires analysis of the specific violation that the … Continued

SEC Whistleblower Program Continues to Steamroll Securities Fraudsters, Issue Record-Breaking Awards

SEC Whistleblower Program Has Record-Breaking Year The SEC Whistleblower Program continued its remarkable run of success in fiscal year 2018. As detailed in its … Continued

CFTC Whistleblower Program Annual Report Reveals Active Year and Success in Enlisting Whistleblowers to Combat Commodities Fraud

The annual report of the CFTC Whistleblower Program for FY 2018 reveals that the program had its most active year yet. Highlights of the report include: … Continued

Insider Trading Exposed By Whistleblower Tips and New Technology

Can I receive an award for reporting financial statement fraud?

How to Report Accounting Fraud and Earn an SEC Whistleblower Award

Can the SEC bring enforcement actions against international schemes?

What are SEC sanctions and penalties?

How to Report a Ponzi Scheme and Earn an SEC Whistleblower Award

What Issues Should I Consider Before Filing an SEC Whistleblower Complaint?

SEC Whistleblower Program Continues to Steamroll Securities Fraudsters, Issue Record-Breaking Awards

CFTC Whistleblower Program Annual Report Reveals Active Year and Success in Enlisting Whistleblowers to Combat Commodities Fraud

SEC Whistleblower Attorney Participates in Forum About SEC Whistleblower Incentives

Can a Whistleblower Disclosure About Misleading Earnings Projections Qualify for an SEC Whistleblower Award?

National Law Journal Quotes Whistleblower Lawyer Zuckerman About Whistleblower Protections

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