Jason Zuckerman, Matthew Stock, Author at Zuckerman Law

What are SEC sanctions and penalties?

SEC Sanctions and Penalties The U.S. Securities and Exchange Commission (SEC) obtains billions of dollars each year in monetary sanctions for violations of the federal securities … Continued

How to Report a Ponzi Scheme and Earn an SEC Whistleblower Award

Ponzi Schemes and the SEC Whistleblower Program More than ten years have passed since the collapse of Bernard Madoff’s multibillion-dollar Ponzi scheme, which played a … Continued

What Issues Should I Consider Before Filing an SEC Whistleblower Complaint?

Issues to Consider Before Filing an SEC Whistleblower Complaint Every client’s potential matter is unique and requires analysis of the specific violation that the … Continued

SEC Whistleblower Program Continues to Steamroll Securities Fraudsters, Issue Record-Breaking Awards

SEC Whistleblower Program Has Record-Breaking Year The SEC Whistleblower Program continued its remarkable run of success in fiscal year 2018. As detailed in its … Continued

CFTC Whistleblower Program Annual Report Reveals Active Year and Success in Enlisting Whistleblowers to Combat Commodities Fraud

The annual report of the CFTC Whistleblower Program for FY 2018 reveals that the program had its most active year yet. Highlights of the report include: … Continued

SEC Whistleblower Attorney Participates in Forum About SEC Whistleblower Incentives

Whistleblower attorney Jason Zuckerman participated in a symposium at Fordham Law titled What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and … Continued

Can a Whistleblower Disclosure About Misleading Earnings Projections Qualify for an SEC Whistleblower Award?

Yes, a disclosure about a misleading earnings projection that leads the SEC to take an enforcement action that recovers more than $1M in sanctions will … Continued

National Law Journal Quotes Whistleblower Lawyer Zuckerman About Whistleblower Protections

A National Law Journal article titled “How Lawyers Would Advise the Anonymous NYT Op-Ed Writer (and the White House),” quotes Jason Zuckerman about the advice … Continued

SEC Whistleblower Rewards and Retaliation Lawyer Named to Best Lawyers List

For the seventh consecutive year, whistleblower lawyer Jason Zuckerman was recognized in the 25thedition of the Best Lawyers in America in the practice area of … Continued

Whistleblower Protection Lawyer Cited in Wall Street Journal Article About Federal Whistleblower Protections

In an article titled Senior White House Officials Deny Writing Anonymous Op-Ed Piece, the Wall Street Journal cites whistleblower lawyer Jason Zuckerman about whistleblower protections … Continued

SEC Whistleblower Lawyers Comment on Proposed SEC Whistleblower Rules

Update: On September 23, 2020, the SEC adopted amendments to the rules governing its whistleblower program. See our post: SEC Adopts Amendments to Whistleblower Rules … Continued

SEC Whistleblower Attorney Will Speak at Bloomberg BNA Webinar About SEC and CFTC Whistleblower Reward Programs

SEC whistleblower attorney Jason Zuckerman will speak at a BNA Bloomberg webinar on September 24, 2018 titled New Developments in the SEC and CFTC Whistleblower … Continued

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