Dodd-Frank Whistleblower Archives

Consumer Financial Protection Whistleblower Prevails at DOL

On February 6, 2019, the U.S. Department of Labor ordered Hermitage Club Realty LLC (Hermitage), a real estate company based in Vermont, to provide … Continued

SEC Whistleblower Attorney Participates in Forum About SEC Whistleblower Incentives

Whistleblower attorney Jason Zuckerman participated in a symposium at Fordham Law titled What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and … Continued

Can a Whistleblower Disclosure About Misleading Earnings Projections Qualify for an SEC Whistleblower Award?

Yes, a disclosure about a misleading earnings projection that leads the SEC to take an enforcement action that recovers more than $1M in sanctions will … Continued

Can a whistleblower disclosure to the SEC about cybersecurity qualify for a SEC whistleblower award?

Yes, a disclosure about cybersecurity that leads to an enforcement action in which the SEC collects one million dollars or more in penalties will qualify … Continued

SEC Whistleblower Attorney Quoted About Proposed SEC Whistleblower Rules

A MarketWatch article titled SEC proposes to limit whistleblower awards quotes SEC whistleblower lawyer Jason Zuckerman about proposed amendments to the rules governing the SEC Whistleblower … Continued

SEC Whistleblower Lawyers Comment on Proposed SEC Whistleblower Rules

Update: On September 23, 2020, the SEC adopted amendments to the rules governing its whistleblower program. See our post: SEC Adopts Amendments to Whistleblower Rules … Continued

Order Awarding $54 Million to Two SEC Whistleblowers Provides Three Lessons for Whistleblowers

SEC Announces Second-Largest Award in the History of the SEC Whistleblower Program On September 6, 2018, the SEC issued an order awarding a total of … Continued

SEC Proposes Amendments to SEC Whistleblower Rules

Update: On September 23, 2020, the SEC adopted amendments to the rules governing its whistleblower program. See our post: SEC Adopts Amendments to Whistleblower Rules … Continued

SEC Whistleblower Cases Resulting in Successful Award Claims

SEC Whistleblower Cases Resulting in SEC Whistleblower Awards Since 2012, SEC whistleblower cases have resulted in more than $1.7 billion in awards to whistleblowers, which includes … Continued

Whistleblower Attorney Chairing Course on Handling Whistleblower Claims 2018

Washington DC whistleblower attorney Jason Zuckerman will chair a DC Bar CLE titled Handling Whistleblower Claims 2018, Rights of Private Sector Employees on June 18, … Continued

SEC Whistleblower Rules to Maximize an Award

SEC Whistleblower Rules to Maximize an Award The SEC Whistleblower Program has awarded more than $1.3 billion to whistleblowers since 2012. Our experience successfully navigating … Continued

Supreme Court Narrows Dodd-Frank Whistleblower Protection at a Time of Increased Retaliation

Click here to learn more about anti-retaliation protections for SEC whistleblowers under the Dodd-Frank Act and Sarbanes-Oxley Act. If you have suffered retaliation for whistleblowing, call our Dodd-Frank … Continued

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