SEC Whistleblower Award Archives

SEC Targeting Investment Adviser Fraud

On February 2, 2017, the SEC charged an investment advisory business and its owner, Mark Varacchi, with stealing at least $3.9 million from investors. According … Continued

Whistleblower Lawyer Interviewed About SEC Whistleblower Award to Compliance Professional

Leading SEC Whistleblower Lawyer Quoted About Award to Compliance Professionals An article in Law 360 titled Big Awards Pushing Compliance Pros To Be Whistleblowers discusses the impact … Continued

Law 360 Quotes Whistleblower Lawyer Jason Zuckerman on Seminal Sarbanes-Oxley Whistleblower Decision

DOL ARB Defines Scope of SOX Protected Conduct In an article on the Department of Labor Administrative Review Board’s landmark decision in Sylvester v. … Continued

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