Securities Fraud Whistleblower Archives

Sarbanes-Oxley Whistleblower Obtains $2.7M in Front Pay

SOX Whistleblower Wins at Trial A federal jury awarded $1.6 million in compensatory damages to Julio Perez in a Sarbanes-Oxley whistleblower retaliation lawsuit. Following extensive … Continued

SOX Whistleblower Decision Clarifies Broad Scope of SOX Protected Conduct

A win by a Sarbanes-Oxley Act (“SOX”) whistleblower in Burns v Medtronic, No. 8:15-cv-2330-T17-TBM, 2016 WL 3769369 (M.D. Fla. July 12, 2016), highlights the broad … Continued

SEC Whistleblower Turns Down $8.25M Whistleblower Award

Eric Ben-Artzi, a former risk officer at Deutsche Bank, blew the whistle on colleagues’ fraudulently inflating the value of the bank’s portfolio of credit … Continued

Whistleblower Disclosures to Federal Agencies Are Protected Under the Work Product Doctrine

Magistrate Judge Nita Stormes’ ruling in BofI Federal Bank v. Erhart suggests that the attorney work product doctrine can protect whistleblowers’ confidential disclosures to government … Continued

SEC Enforcement Action Clarifies Broad Scope of Anti-Gag Provision in Dodd-Frank Whistleblower Rules

Recognizing whistleblowers’ vital role in combating securities fraud, the SEC has issued a cease-and -desist order against BlueLinx Holdings Inc. for using overly broad … Continued

Whistleblower Lawyer Will Speak at BNA Bloomberg Webinar on New Developments in Whistleblower Law

Whistleblower lawyer Jason Zuckerman will speak at a BNA Bloomberg on New Developments in Whistleblower Law on September 27, 2016 at 1:00 PM ET. Zuckerman is privileged … Continued

Sarbanes-Oxley Whistleblower Prevails in ARB Appeal

The Department of Labor Administrative Review Board’s decision in Dietz v. Cypress Semiconductor Corp. establishes important precedent on the broad scope of protected whistleblowing under … Continued

Decision Denying Motion for Summary Judgment Broadly Construes Sarbanes-Oxley Protected Whistleblowing

Bank Whistleblower Defeats Motion for Summary Judgment Richard Trusz, the former head of valuation at a subsidiary of UBS, has defeated a motion for summary … Continued

SOX Whistleblower Decision Adopts Favorable Pleading Standard for Whistleblowers

A decision from the District of Connecticut in a Sarbanes-Oxley whistleblower retaliation case sets forth a favorable pleading standard for SOX whistleblowers and underscores … Continued

Whistleblower Lawyer Jason Zuckerman Will Speak at Webinar on Mastering Internal Investigations, Whistleblower, and Securities Law

Whistleblower lawyer Jason Zuckerman will be speaking at a Rossdale webinar titled “Mastering Internal Investigations, Whistleblower, and Securities Law” on Thursday December 3, 2015 from Noon … Continued

SEC Enforcement Action Portends Rewards for Cybersecurity Whistleblowers

Cybersecurity SEC Enforcement Action The Securities and Exchange Commission announced on Tuesday that it had settled charges that investment adviser R.T. Jones Capital Equities Management … Continued

SOX Protection for Contractors Limited to Disclosures About Wrongdoing at Publicly-Traded Companies

The whistleblower protection provision of SOX prohibits an “officer, employee, contractor, subcontractor or agency” of a publicly-traded company from retaliating against “an employee” for disclosing … Continued

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