Securities Fraud Whistleblower Archives

Whistleblower Lawyer Jason Zuckerman Will Speak at Webinar on Mastering Internal Investigations, Whistleblower, and Securities Law

Whistleblower lawyer Jason Zuckerman will be speaking at a Rossdale webinar titled “Mastering Internal Investigations, Whistleblower, and Securities Law” on Thursday December 3, 2015 from Noon … Continued

SEC Enforcement Action Portends Rewards for Cybersecurity Whistleblowers

Cybersecurity SEC Enforcement Action The Securities and Exchange Commission announced on Tuesday that it had settled charges that investment adviser R.T. Jones Capital Equities Management … Continued

SOX Protection for Contractors Limited to Disclosures About Wrongdoing at Publicly-Traded Companies

The whistleblower protection provision of SOX prohibits an “officer, employee, contractor, subcontractor or agency” of a publicly-traded company from retaliating against “an employee” for disclosing … Continued

Whistleblower Attorney Zuckerman Will Speak at Corporate Whistleblowing Forum

Whistleblower attorney Jason Zuckerman will speak on a panel at the Thomson Reuters 4th Annual Corporate Whistleblowing Forum on September 9, 2015 in New York. Faculty for … Continued

DC Whistleblower Lawyer Zuckerman Quoted About Dodd-Frank Whistleblower Protection

A Law360 article titled Dodd-Frank Whistleblower Debate May Be High Court Bound quotes DC whistleblower lawyer Jason Zuckerman about interpretive guidance that the SEC issued … Continued

SEC Guidance on Dodd-Frank Whistleblower Protection is a Win for Whistlebowers

UPDATE: In Digital Realty Trust, Inc. v. Somers, the Supreme Court clarified the scope of the whistleblower protection provision of the Dodd-Frank Act. Click here to … Continued

Taking Stock of the Success of Dodd-Frank’s Whistleblower Provisions

Today is the fifth anniversary of the enactment of the Dodd-Frank Act, which has transformed the legal landscape for whistleblowers. The law owes its impact … Continued

SEC Pays $3M Award to Whistleblower

Whistleblower Disclosed Complex Fraud Scheme The SEC announced a Dodd-Frank whistleblower award of more than $3 million to a whistleblower who disclosed a complex fraudulent … Continued

SEC Issues Landmark Order Barring Gag Clauses

SEC Targeting Agreements that Silence Whistleblowers In public remarks, Sean McKessy, Chief of the SEC’s Whistleblower Office, has warned that the SEC is identifying … Continued

Sixth Circuit Hands A Landmark Victory to SOX Whistleblowers

SOX Corporate Whistleblower Prevails at Trial and on Appeal The Sixth Circuit’s decision in Rhinehimer v. U.S. Bancorp Investments, Inc. on May 28 broadly construing protected … Continued

Whistleblower Lawyer Interviewed About SEC Whistleblower Award to Compliance Professional

Leading SEC Whistleblower Lawyer Quoted About Award to Compliance Professionals An article in Law 360 titled Big Awards Pushing Compliance Pros To Be Whistleblowers discusses the impact … Continued

SEC Awards More Than One Million Dollars to Compliance Officer

Compliance Officer Receives Whistleblower Bounty for Courageous Whistleblowing to the SEC Today the SEC announced a whistleblower award of more than one million dollars to a … Continued

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