What is a whistleblower? A whistleblower is a person who exposes wrongdoing, such as fraud, waste, and abuse of authority, corruption, or threats to public … Continued
Why Hire an SEC Whistleblower Lawyer In contrast to False Claims Act (FCA) qui tam claims, a whistleblower reporting wrongdoing to the U.S. Securities and … Continued
How to Report Securities Fraud to the SEC To qualify for an award under the SEC Whistleblower Program, individuals must report securities fraud or … Continued
SEC Office of the Whistleblower In 2011, the SEC Office of the Whistleblower was created pursuant to the Dodd-Frank Wall Street Reform and Consumer … Continued
Yes. For example, in January 2019, Tennessee District Judge Pamela Reeves held that Thomas Forsythe, a former physical therapist at a National Health skilled … Continued
SEC Sanctions and Penalties The U.S. Securities and Exchange Commission (SEC) obtains billions of dollars each year in monetary sanctions for violations of the federal securities … Continued
Issues to Consider Before Filing an SEC Whistleblower Complaint Every client’s potential matter is unique and requires analysis of the specific violation that the … Continued
Yes, under the SEC’s whistleblower reward program, a disclosure to the SEC about a books and records violation that leads to a successful enforcement action … Continued
SEC Whistleblower Rewards for Reporting Inflated Key Performance Metrics Yes, under the SEC Whistleblower Program a disclosure to the SEC about a company’s falsely inflated … Continued
Whistleblower Awards for Reporting Financial Fraud Yes. Under the SEC Whistleblower Program, eligible whistleblowers may receive monetary awards when they voluntarily provide the SEC with … Continued
Whistleblower Rewards for Reporting Wrongdoing Whistleblower rewards are a monetary incentive provided by the government to reward a whistleblower’s disclosure of original information that … Continued
Collapse False Claims Act Whistleblower Protection for Defense Contractor Whistleblowers The anti-retaliation provision of the False Claims Act provides robust protection to any employee, contractor, … Continued