SOX Whistleblower Lawyer Interviewed about SOX Causation Standard
An article titled 4th Circ. SOX Ruling A Rare Employer Win On Causation quotes whistleblower lawyer Jason Zuckerman about the standard whistleblowers must meet to prove retaliation under the whistleblower protection provision of the Sarbanes-Oxley Act. The article discusses a Fourth Circuit decision holding that a surveillance equipment company’s former president failed to shown strong enough ties between his firing and actions protected by SOX to meet the causation standard under SOX. Zuckerman pointed out that the decision is flawed in that it weighs evidence on a motion for summary judgment and that causation standard in SOX whistleblower actions remains very favorable to whistleblowers. The article states:
While there was some agreement among plaintiff- and defense-side attorneys on the relative rareness of the Fourth Circuit’s decision in Feldman, with respect to SOX’s causation standard, they were more divided on how broad an impact the ruling could have in other SOX whistleblower cases.
Jason Zuckerman, principal of Zuckerman Law, a firm that represents whistleblowers, said that while he was surprised at the appeals court’s findings on causation, in his view, the ruling in Feldman “does not alter the landscape and is not likely to have much impact.”
“What remains unchanged is that the ‘contributing factor’ causation standard is extraordinarily favorable to SOX whistleblowers. As the court said, the contributing factor is a ‘light burden,’” Zuckerman added. “In my experience, employers recognize that very few SOX claims will be dismissed on summary judgment.”
SOX Whistleblower Lawyer’s Guide to Sarbanes Oxley Whistleblower Protection
The whistleblower protection provision of the Sarbanes-Oxley Act provides robust protection to corporate whistleblowers, and many SOX whistleblowers have achieved substantial recoveries.
Leading SOX whistleblower law firm Zuckerman Law published a guide to the SOX whistleblower protection law: Sarbanes-Oxley Whistleblower Protection: Robust Protection for Corporate Whistleblowers. The guide summarizes SOX whistleblower protections and offers concrete tips for corporate whistleblowers based on lessons learned during years of litigating SOX whistleblower cases.
The goal of the guide is to arm corporate whistleblowers with the knowledge to effectively combat whistleblower retaliation, avoid the pitfalls that can weaken a SOX whistleblower case, and formulate an effective strategy to obtain the maximum recovery.
Leading Sarbanes-Oxley Whistleblower Attorneys
The whistleblower lawyers at leading whistleblower firm Zuckerman Law have substantial experience litigating Sarbanes Oxley whistleblower retaliation claims and have achieved substantial recoveries for officers, executives, accountants, auditors, and other senior professionals. Click here to read client testimonials about the firm’s work in SOX whistleblower matters and other employment-related litigation.
- See our column in Forbes: One Billion Reasons Why The SEC Whistleblower-Reward Program Is Effective.
- See our column in Going Concern: Sarbanes-Oxley 15 Years Later: Accountants Need to Speak Up Now More Than Ever.
- See our post in Accounting Today: Whistleblower Protections and Incentives for Auditors and Accountants.
To schedule a free preliminary consultation, click here or call us at 202-262-8959.
Leading whistleblower law firm Zuckerman Law has written extensively about whistleblower protections and is quoted frequently in the media on this topic. A sample of those blog posts and articles appears below:
- Sarbanes Oxley Whistleblower Win Shows Strong Need For Whistleblower Protections
- DOL Adopts Strengthened Sarbanes-Oxley Whistleblower Regulations
- Jury Awards Former Bio-Rad Counsel $11M in Sarbanes-Oxley Whistleblower Case
- Sarbanes-Oxley Whistleblower Decision Clarifies Broad Scope of Protected Whistleblowing
- Decision Denying Motion for Summary Judgment Broadly Construes Sarbanes-Oxley Protected Whistleblowing
- Sarbanes-Oxley Protects Disclosures About Inadequate Information Security Controls
- Jury Awards Six Million Dollars to Whistleblower in Sarbanes-Oxley Case
- Sarbanes-Oxley Authorizes Damages for Reputational Harm
- OSHA Orders Bank to Reinstate Sarbanes-Oxley Whistleblower
- Sarbanes-Oxley Whistleblower Prevails on Appeal
- Sarbanes-Oxley Whistleblower Obtains $2.7M in Front Pay
- SOX Whistleblower Decision Adopts Favorable Pleading Standard for Whistleblowers
- OSHA Orders Wells Fargo to Pay $5.4M to Whistleblower
- District Court Rejects Materiality Requirement for Sarbanes-Oxley Whistleblower Actions
- SARBANES-OXLEY WHISTLEBLOWER CASE CLARIFIES THE BURDEN FOR PLEADING KNOWLEDGE OF PROTECTED WHISTLEBLOWING
- Whistleblowing Fraud Investigator Defeats Motion to Dismiss Sarbanes-Oxley Whistleblower Case
- Third Circuit Decision Highlights Key Procedural Distinctions Between Sarbanes-Oxley and Dodd-Frank Whistleblower Protection Provisions
- Federal Courts Are Adopting the Administrative Review Board’s Broad Interpretation of Sarbanes-Oxley Protected Conduct
- Are cybersecurity whistleblowers protected against retaliation?
- Court Rules that Whistleblowers Can Use Confidential Company Documents to Expose Fraud
- Fifth Circuit Holds that “Outing” a Whistleblower is an Adverse Action Under SOX
- Court Rules for In-House Counsel Whistleblower
- Leading SEC Whistleblower Law Firm Featured in Article About Growing Wave of Whistleblower Lawsuits
- Pro Se Sarbanes Oxley Whistleblower Prevails in Jury Trial
- Whistleblower Lawyer Interviewed About Dodd-Frank Whistleblower Protection Provision
- A Wells Fargo whistleblower warned about fake accounts in 2011 — nobody from the government ever spoke with her
- Whistleblower Lawyer Dallas Hammer Quoted About Cybersecurity Whistleblowing
- Tax Notes Quotes Whistleblower Lawyer Zuckerman About SOX Whistleblower Case
- Article Reports on Petition to Strengthen Whistleblower Rights
- Whistleblower Lawyer Zuckerman Quoted About OSHA Whistleblower Investigations
- Whistleblower Lawyer Quoted About Sarbanes-Oxley Whistleblower Development
- Whistleblower Lawyer Jason Zuckerman Quoted About Sarbanes-Oxley Whistleblower Protection
- Forbes Quotes Whistleblower Attorney Jason Zuckerman About Self-Help Discovery in Whistleblower Litigation
- Federal Courts Are Adopting the Administrative Review Board’s Broad Interpretation of Sarbanes-Oxley Protected Conduct
- DOL Clarifies Burden-Shifting Framework For Whistleblowers, Law 360 (October 2016)
- The Evolution Of SOX: A Powerful Remedy For Retaliation, Law 360 (May 2016)
- Whistleblower Protections and Incentives for Auditors and Accountants, Accounting Today (May 2016)
- 2016 Annual Update on the Whistleblower Provisions of SOX, American Bar Association Section of Labor and Employment Law Subcommittee on the Sarbanes-Oxley Act of 2002 (February 2016)
- Sixth Circuit Hands A Landmark Victory To SOX Whistleblowers, Law 360 (June 2015)
- A Year For Whistleblower Rewards And Protections, Law 360 (December 2014)
- Congress Strengthens Whistleblower Protections for Federal Employees, ABA Section of Labor and Employment Law (December 2012)
- Whistleblowers: What Protections And Forms of Relief Are Available For Foreign-Based Employees, ABA Section Of International Law Spring 2011 Meeting (March 2011)
- Law 360 Quotes Whistleblower Attorney Jason Zuckerman About Fifth Circuit Sarbanes-Oxley Whistleblower Decision
- Law 360 Quotes Whistleblower Lawyer Jason Zuckerman on Seminal Sarbanes-Oxley Whistleblower Decision
- Whistleblower Attorney Zuckerman Quoted in Article About Sarbanes-Oxley Whistleblower Protection Decisions
- Law 360 Quotes Whistleblower Lawyer Jason Zuckerman on Seminal Sarbanes-Oxley Whistleblower Decision
- Law360 Quotes Whistleblower Lawyer Jason Zuckerman About Sarbanes-Oxley Causation Standard
- Whistleblower Attorney Jason Zuckerman Quoted in Law360 Article About Whistleblower Self-Help Discovery
- Whistleblower Advocate Jason Zuckerman Quoted in Article About In-House Attorney Whistleblower Lawsuits
- Whistleblower Lawyer Hammer Quoted by Bloomberg About Rebound in Sarbanes Oxley Whistleblower Retaliation Claims
- Whistleblower Lawyer Quoted About Sarbanes-Oxley Whistleblower Development
- Whistleblower Lawyer Interviewed About the Rise of Cybersecurity Whistleblowing
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