Sarbanes oxley whistleblowing Archives

Pro Se Sarbanes Oxley Whistleblower Prevails in Jury Trial

Sarbanes-Oxley Whistleblower Obtains Substantial Damages An article in Corporate Counsel titled How to Help a Whistleblower tells the story of Dr. Perez, a Sarbanes Oxley … Continued

ARB Decision Clarifies Favorable Burden-Shifting Framework for Whistleblowers

The Department of Labor Administrative Review Board’s ruling in Palmer v. Canadian National Railway, ARB No. 16-035, ALJ No. 2014-FRS-154 (ARB Sept. 30, 2016) (en … Continued

Dodd-Frank Whistleblower Decision Clarifies Broad Scope of Protected Whistleblowing

A recent decision in Kuhns v. Ledger, No. 15-civ-3246-NRB, 2016 WL 4705160 (S.D.N.Y. Aug. 24, 2016), underscores the broad scope of protected conduct under … Continued

OSHA Issues New Guidance Barring Restrictions on Whistleblowing

OSHA’s Directorate of Whistleblower Protection Programs has issued policy guidelines on provisions in settlement agreements that restrict whistleblowing. The policy guidance states that “OSHA will … Continued

Sarbanes-Oxley Whistleblower Obtains $2.7M in Front Pay

SOX Whistleblower Wins at Trial A federal jury awarded $1.6 million in compensatory damages to Julio Perez in a Sarbanes-Oxley whistleblower retaliation lawsuit. Following extensive … Continued

SOX Whistleblower Decision Clarifies Broad Scope of SOX Protected Conduct

A win by a Sarbanes-Oxley Act (“SOX”) whistleblower in Burns v Medtronic, No. 8:15-cv-2330-T17-TBM, 2016 WL 3769369 (M.D. Fla. July 12, 2016), highlights the broad … Continued

PwC Settlement in $5.5 Billion Bankruptcy Case of Former Client Underscores the Critical Gatekeeper Role of Auditors

In the largest accounting negligence case to go to trial, PricewaterhouseCooopers (PwC) was accused of enabling a $5.5 billion fraud at the bankrupt mortgage lender … Continued

DOL ARB Considering Whether Affirmative Defense Evidence is Relevant to a Whistleblower’s Burden of Proving Causation

At oral argument on August 24, 2016, whistleblower attorney Dallas Hammer urged the Department of Labor Administrative Review Board to avoid lowering the onerous burden … Continued

Sarbanes-Oxley Whistleblower Prevails in ARB Appeal

The Department of Labor Administrative Review Board’s decision in Dietz v. Cypress Semiconductor Corp. establishes important precedent on the broad scope of protected whistleblowing under … Continued

Decision Denying Motion for Summary Judgment Broadly Construes Sarbanes-Oxley Protected Whistleblowing

Bank Whistleblower Defeats Motion for Summary Judgment Richard Trusz, the former head of valuation at a subsidiary of UBS, has defeated a motion for summary … Continued

Whistleblower Protections and Incentives for Auditors and Accountants

What Whistleblower Protection Laws Protect or Reward Accountants and Auditors? In Lawson v. FMR, the Supreme Court recognized the critical roles that auditors and accountants play … Continued

OSHA Orders Bank to Reinstate Sarbanes-Oxley Whistleblower

JP Morgan Chase Whistleblower Prevails in CFPA Retaliation Claim at OSHA OSHA has ordered JP Morgan Chase to reinstate a former operations manager whose employment … Continued

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