Sarbanes oxley whistleblowing Archives

Tax Notes Quotes Whistleblower Lawyer Zuckerman About SOX Whistleblower Case

Scope of Sarbanes-Oxley Protected Whistleblowing An article in Tax Notes entitled Viacom Sued for Wrongful Dismissal Over Transfer Pricing Arrangement quotes whistleblower lawyer Jason Zuckerman about … Continued

Jason Zuckerman Named a Top Washington DC Whistleblower Lawyer

SEC and SOX Whistleblower Attorney Named a Top Washington DC Whistleblower Lawyer Jason Zuckerman, founding partner of leading whistleblower law firm Zuckerman Law, was named a … Continued

SOX Whistleblower Decision Adopts Favorable Pleading Standard for Whistleblowers

A decision from the District of Connecticut in a Sarbanes-Oxley whistleblower retaliation case sets forth a favorable pleading standard for SOX whistleblowers and underscores … Continued

SEC Enforcement Action Portends Rewards for Cybersecurity Whistleblowers

Cybersecurity SEC Enforcement Action The Securities and Exchange Commission announced on Tuesday that it had settled charges that investment adviser R.T. Jones Capital Equities Management … Continued

SOX and Dodd-Frank Do Not Preempt a Wrongful Discharge Claim in WA

The Washington Supreme Court held in Becker v. Community Health Systems that the whistleblower provisions of the Sarbanes-Oxley Act and Dodd-Frank Act do not … Continued

SOX Protection for Contractors Limited to Disclosures About Wrongdoing at Publicly-Traded Companies

The whistleblower protection provision of SOX prohibits an “officer, employee, contractor, subcontractor or agency” of a publicly-traded company from retaliating against “an employee” for disclosing … Continued

DC Whistleblower Lawyer Will Speak on Webinar About Recent Developments In Whistleblower Law

Whistleblower lawyer Jason Zuckerman will speak at a NELA webinar on September 30, 2015 about Recent Developments In Whistleblower Law. Recently there have been … Continued

Whistleblower Lawyer Dallas Hammer Quoted About Dodd-Frank Whistleblower Reward and Anti-Retaliation Provisions

An article titled “Whistleblowers cash-in on Feds corruption campaign” quotes whistleblower lawyer Dallas Hammer about the impact of the Dodd-Frank Act’s whistleblower provisions. The article quotes … Continued

SEC Issues Landmark Order Barring Gag Clauses

SEC Targeting Agreements that Silence Whistleblowers In public remarks, Sean McKessy, Chief of the SEC’s Whistleblower Office, has warned that the SEC is identifying … Continued

Sixth Circuit Hands A Landmark Victory to SOX Whistleblowers

SOX Corporate Whistleblower Prevails at Trial and on Appeal The Sixth Circuit’s decision in Rhinehimer v. U.S. Bancorp Investments, Inc. on May 28 broadly construing protected … Continued

Whistleblower Lawyer Quoted About Sarbanes-Oxley Whistleblower Development

An article in the Daily Journal titled “Playboy’s professional negligence suit faces tough hurdles, lawyers say” quotes leading whistleblower lawyer Jason Zuckerman about a malpractice … Continued

Whistleblower Lawyer Interviewed About SEC Whistleblower Award to Compliance Professional

Leading SEC Whistleblower Lawyer Quoted About Award to Compliance Professionals An article in Law 360 titled Big Awards Pushing Compliance Pros To Be Whistleblowers discusses the impact … Continued

Page 5