Whistleblower attorney Dallas Hammer will speak at a Rossdale seminar titled Mastering Government Investigations & Corporate Compliance CLE on March 8, 2017. To register, click here. Mr. Hammer represents whistleblowers … Continued
Recently, the CFTC and SEC have stepped up enforcement actions to prevent market manipulation schemes. The SEC defines manipulation as “intentional conduct designed to deceive … Continued
On February 2, 2017, the SEC charged an investment advisory business and its owner, Mark Varacchi, with stealing at least $3.9 million from investors. According … Continued
Whistleblower lawyer Jason Zuckerman will speak at a CLE sponsored by the Metropolitan Washington Employment Lawyers Association on a panel titled Whistleblower and Rewards Claims: Top 10 … Continued
SEC whistleblower lawyer Dallas Hammer offered is perspective on potential Supreme Court nominees in a Bloomberg BNA article entitled Trump’s SCOTUS Picks Not Seen as Investor Friendly. … Continued
Many key compliance personnel, including internal auditors, external auditors, officers, and directors may incorrectly assume that they are not eligible for awards under the SEC Whistleblower Program. In certain … Continued
The Trump Administration has promised to “drain the swamp,” combat corporate corruption, and root out waste, fraud, and abuse in the federal government. To achieve … Continued
Law Firm Representing Cybersecurity Whistleblowers Cybersecurity whistleblower lawyer Dallas Hammer was interviewed by Corporate Crime Reporter regarding the rise of cybersecurity whistleblowing. Hammer explained that raising concerns about … Continued
On December 5, 2016, the SEC issued an award determination resolving two whistleblowers’ claims based on the same action against the same entities. One whistleblower … Continued
A Bloomberg BNA article titled SEC Whistle-Blower Awards: No Guarantees quotes SEC whistleblower lawyer Dallas Hammer’s insights about factors that cause an SEC whistleblower reward claim to succeed or fail. … Continued
SEC Whistleblower Lawyer Notes Success of SEC Whistleblower Program An article in the National Law Journal titled “Could Donald Trump’s SEC Soften Enforcement of Severance … Continued
Press reports indicate that a repeal of the Dodd-Frank Act is among the top policy priorities of the Trump Administration. Though there are provisions in … Continued