In an amended complaint filed in SEC v. Adam Rogas, et. al, a fraud case alleging that NS8 defrauded investors by falsely claiming millions of dollars … Continued
The SEC Whistleblower Program’s report for FY 2022 reveals continued success in attracting whistleblower disclosures that significantly enhance the SEC’s ability to combat fraud and … Continued
Spoofing and Market Manipulation Spoofing is a form of market manipulation where traders artificially inflate the supply and demand of an asset to increase profits. … Continued
Today the SEC Division of Enforcement issued its annual report for FY 2020. Although the number of cases that the SEC filed declined as compared … Continued
Award for Contributing Original Information to Ongoing Investigation Today the SEC awarded $3.8 million to a whistleblower that provided new information during the course of an … Continued
Whistleblower lawyer Jason Zuckerman will speak at the Practicing Law Institute’s seminar about Corporate Whistleblowing in the Coronavirus Era 2020 on July 13, 2020. Click here … Continued
Success of the SEC Whistleblower Program In a recent podcast episode titled Inside the World of Whistleblowers, inSecurities interviewed SEC whistleblower lawyer Matt Stock, Director … Continued
The National Law Review awarded Zuckerman Law its “Go-To Thought Leadership Award” for their analysis of whistleblower rights, as well as strategic insight and … Continued
SEC Whistleblower Program’s Continued Success in 2019 The SEC Whistleblower Program’s 2019 Annual Report to Congress reveals that SEC whistleblower awards have proven to be … Continued
Law360 interviewed SEC whistleblower lawyer Matt Stock, Director of the Whistleblower Rewards Practice at Zuckerman Law, for an article titled Publicizing Whistleblower Claims Doesn’t Always Pay … Continued
An article in law.com’s Compliance Hot Spots newsletter titled SEC Tells Whistleblower: Wait a Minute reports that an anonymous whistleblower is seeking an order from the … Continued
Whistleblower lawyer Jason Zuckerman will speak at the Practicing Law Institute seminar Corporate Whistleblowing in 2019. To register, click here. Zuckerman will speak on a … Continued