Congressman Al Green, Chair of the House Financial Services Committee Subcommittee on Oversight and Investigations, has introduced the Whistleblower Protection Reform Act of … Continued
A critical reason for the success of the SEC whistleblower program is the SEC’s adoption and enforcement of a strong anti-gag rule prohibiting any “person” … Continued
Whistleblower lawyer Jason Zuckerman will speak at a Practicing Law Institute CLE about Corporate Whistleblowing in 2021 on June 30th. To register, click here. Zuckerman … Continued
Today the White House issued an anti-corruption directive to federal agencies to prioritize efforts to combat corruption, including money laundering. The directive recognizes that “[c]orruption … Continued
Companies “cook the books” when they use accounting schemes and tricks to falsify their financial statements (i.e., their books) to make their results appear … Continued
The FY 2020 report of the SEC Office of the Whistleblower reveals that the SEC whistleblower program is firing on all cylinders. Enforcement actions from … Continued
Today the SEC Division of Enforcement issued its annual report for FY 2020. Although the number of cases that the SEC filed declined as compared … Continued
SEC Targets Unregistered Convertible Debt Lenders and Penny Stock Dealers The U.S. Securities and Exchange Commission (SEC) is targeting convertible debt lenders and penny stock … Continued
Whistleblower retaliation lawyer Jason Zuckerman will speak at a National Business Institute webinar about Whistleblower Law and Retaliation Claims on August 12, 2020. Click here to … Continued
Top 6 Reasons Why the SEC Whistleblower Program Is Successful In response to the 2008 financial crisis, Congress passed the Dodd-Frank Act on July … Continued
Award for Contributing Original Information to Ongoing Investigation Today the SEC awarded $3.8 million to a whistleblower that provided new information during the course of an … Continued