SEC Enforcement Action Targeting Stock Promotion Schemes On April 10, 2017, the SEC announced enforcement actions against 27 individuals and entities for improper stock promotion … Continued
Sarbanes-Oxley Whistleblower Defeats Motion to Dismiss On March 30, 2017, a Florida district court denied Tyco International Management Company’s (Tyco) motion to dismiss a Sarbanes-Oxley … Continued
Accounting Fraud SEC Enforcement Action On March 3, 2017, the SEC announced that homebuilding company Desarrolladora Homex S.A.B. de C.V. (Homex) has agreed to settle … Continued
Whistleblower attorney Dallas Hammer will speak at a Rossdale seminar titled Mastering Government Investigations & Corporate Compliance CLE on March 8, 2017. To register, click here. Mr. Hammer represents whistleblowers … Continued
A California jury awarded former Bio-Rad Laboratories Inc. General Counsel Sanford Wadler $11M in his Sarbanes-Oxley whistleblower retaliation lawsuit. Approximately $3M of the award is … Continued
Recently, the CFTC and SEC have stepped up enforcement actions to prevent market manipulation schemes. The SEC defines manipulation as “intentional conduct designed to deceive … Continued
SEC whistleblower lawyer Dallas Hammer offered is perspective on potential Supreme Court nominees in a Bloomberg BNA article entitled Trump’s SCOTUS Picks Not Seen as Investor Friendly. … Continued
Whistleblower Protections for Government Scientists According to press reports, President-elect Trump’s transition team sent a questionnaire to the Department of Energy (“DOE”), demanding the names … Continued
Becker’s Sarbanes-Oxley Whistleblower Claim The U.S. Department of Labor (DOL) recently awarded $1.9 million in damages to a Sarbanes-Oxley whistleblower in a decision that … Continued
On November 21, 2016, the CFTC released its annual enforcement results for FY 2016. According to the report, the agency filed 68 enforcement cases and … Continued
Press reports indicate that a repeal of the Dodd-Frank Act is among the top policy priorities of the Trump Administration. Though there are provisions in … Continued
U.S. News and Best Lawyers® have named Zuckerman Law a Tier 1 firm in Litigation – Labor and Employment in the Washington DC metropolitan area in the 2017 edition “Best Law Firms.” … Continued