whistleblowing to SEC Archives

SEC Whistleblower Lawyer Interviewed About SEC Whistleblower Application Process

An article in law.com’s Compliance Hot Spots newsletter titled SEC Tells Whistleblower: Wait a Minute reports that an anonymous whistleblower is seeking an order from the … Continued

Whistleblower Lawyer Zuckerman Will Speak on ABA Panel About Whistleblower Claims

Whistleblower lawyer Jason Zuckerman will speak at the ABA Section of Labor and Employment Law Employment Rights and Responsibilities Committee 2019 Mid-Winter Meeting on a … Continued

SEC Whistleblower Attorney Participates in Forum About SEC Whistleblower Incentives

Whistleblower attorney Jason Zuckerman participated in a symposium at Fordham Law titled What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and … Continued

Can a Whistleblower Disclosure About Misleading Earnings Projections Qualify for an SEC Whistleblower Award?

Yes, a disclosure about a misleading earnings projection that leads the SEC to take an enforcement action that recovers more than $1M in sanctions will … Continued

SEC Whistleblower Attorney Quoted About Proposed SEC Whistleblower Rules

A MarketWatch article titled SEC proposes to limit whistleblower awards quotes SEC whistleblower lawyer Jason Zuckerman about proposed amendments to the rules governing the SEC Whistleblower … Continued

SEC Whistleblower Lawyer Participates in Online Debate About Whistleblower Incentives

SEC whistleblower lawyer Jason Zuckerman recently participated in an online discussion addressing whether whistleblowing measures should be strengthened. Zuckerman Law, which represents SEC whistleblowers worldwide, … Continued

SEC Whistleblower Attorney Will Speak at Bloomberg BNA Webinar About SEC and CFTC Whistleblower Reward Programs

SEC whistleblower attorney Jason Zuckerman will speak at a BNA Bloomberg webinar on September 24, 2018 titled New Developments in the SEC and CFTC Whistleblower … Continued

Are whistleblowing executives protected against retaliation?

According to the Ethics and Compliance Initiative’s 2018 Global Business Ethics Survey, 58% of top managers at companies experienced retaliation for raising ethics or … Continued

SEC Proposes Amendments to SEC Whistleblower Rules

Update: On September 23, 2020, the SEC adopted amendments to the rules governing its whistleblower program. See our post: SEC Adopts Amendments to Whistleblower Rules … Continued

Whistleblower Attorney Chairing Course on Handling Whistleblower Claims 2018

Washington DC whistleblower attorney Jason Zuckerman will chair a DC Bar CLE titled Handling Whistleblower Claims 2018, Rights of Private Sector Employees on June 18, … Continued

Whistleblower Lawyer Will Speak at PLI Seminar About Corporate Whistleblowing

Whistleblower lawyer Jason Zuckerman will speak at a Practicing Law Institute seminar about corporate whistleblowing on June 26, 2018. To register for this seminar, click … Continued

SEC Whistleblower-Reward Program is a Critical Tool to Combat EB-5 Investment Fraud

Quiros to Pay $84 Million for EB-5 Investment Fraud On February 2, 2018, the U.S. Securities and Exchange Commission (SEC) announced an $84 million settlement … Continued

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