A whistleblower achieved a significant win on a critical challenge that nearly all corporate whistleblowers often face – whether they can use confidential company documents … Continued
What is the SEC Whistleblower Program’s Form TCR? The SEC Form TCR (Tip, Complaint or Referral) is the form whistleblowers and their attorneys use … Continued
Whistleblower attorney Dallas Hammer will speak at a Rossdale seminar titled Mastering Government Investigations & Corporate Compliance CLE on March 8, 2017. To register, click here. Mr. Hammer represents whistleblowers … Continued
A National Law Journal article titled What Should the Senate #AskPuzder? Labor Lawyers Have Questions summarizes interviews with employment lawyers across the country about what senators should … Continued
A California jury awarded former Bio-Rad Laboratories Inc. General Counsel Sanford Wadler $11M in his Sarbanes-Oxley whistleblower retaliation lawsuit. Approximately $3M of the award is … Continued
Recently, the CFTC and SEC have stepped up enforcement actions to prevent market manipulation schemes. The SEC defines manipulation as “intentional conduct designed to deceive … Continued
If Judge Neil Gorsuch is confirmed, he will play a critical role in construing laws that protect worker health and safety, including laws protecting whistleblowers … Continued
On February 2, 2017, the SEC charged an investment advisory business and its owner, Mark Varacchi, with stealing at least $3.9 million from investors. According … Continued
Sarbanes-Oxley Whistleblower Damages and Remedies In a Sarbanes-Oxley whistleblower retaliation lawsuit brought against a bank, Judge Sweet held that the great weight of authority permits SOX … Continued
Whistleblower lawyer Jason Zuckerman will speak at a CLE sponsored by the Metropolitan Washington Employment Lawyers Association on a panel titled Whistleblower and Rewards Claims: Top 10 … Continued
SEC whistleblower lawyer Dallas Hammer offered is perspective on potential Supreme Court nominees in a Bloomberg BNA article entitled Trump’s SCOTUS Picks Not Seen as Investor Friendly. … Continued
Many key compliance personnel, including internal auditors, external auditors, officers, and directors may incorrectly assume that they are not eligible for awards under the SEC Whistleblower Program. In certain … Continued